S&P Global Ratings Reaches Settlement With SEC To Resolve Violations Of Recordkeeping Rules; To Pay Penalty Of $20M As Part Of Resolution
Author: Benzinga Newsdesk | September 03, 2024 04:58pm
In the SEC's order, the SEC recognized SPGR's remedial acts and its cooperation with the SEC staff. SPGR is pleased to have concluded this matter. SPGR takes compliance with regulatory obligations very seriously and is committed to the integrity of its ratings process and high-quality independent credit ratings.
Posted In: SPGI