| Ticker | Status | Jurisdiction | Filing Date | CP Start | CP End | CP Loss | Deadline |
|---|
| Ticker | Case Name | Status | CP Start | CP End | Deadline | Settlement Amt |
|---|
| Ticker | Name | Date | Analyst Firm | Up/Down | Target ($) | Rating Change | Rating Current |
|---|
NUBURU, Inc. (NYSE:BURU) ("NUBURU" or the "Company"), a global pioneer in high-performance blue laser technology, today announced that it has received a warning letter from NYSE American LLC (the "Exchange") regarding the Company's compliance with Section 401(a) of the NYSE American Company Guide (the "Company Guide").
The warning letter relates to the Company's October 1, 2025, press release announcing the implementation of a dual-CEO structure to drive its transformation plan. The Exchange determined that NUBURU did not provide the required advance notification to the Exchange prior to the issuance of this release, as stipulated by Section 401(a) of the Company Guide for material news announcements made during trading hours.
NUBURU acknowledges the Exchange's concerns and is taking steps to enhance its procedures for disseminating material information to ensure future compliance with the Company Guide.
In accordance with Section 401(j) of the Company Guide, NUBURU is disclosing this warning letter publicly.
About NUBURU
Founded in 2015, NUBURU, Inc. has developed and previously manufactured industrial blue laser technology. Under a renewed strategic vision led by Executive Chairman Alessandro Zamboni, the Company is expanding into complementary sectors including defense-tech, security, and critical infrastructure resilience. NUBURU is leveraging a combination of internal innovation and strategic acquisitions to build out its Defense & Security Hub, targeting long-term, sustainable growth across high-value government and enterprise markets.
For more information, visit www.nuburu.net.
Posted In: BURU
